Role purpose
The jobholder would work in the Major Investigations dedicated to mitigating Financial Crime damages.
The appointee will:
- Ensure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure;
- Ensure consistent processes are followed to rapidly identify and escalate the highest risk Financial Crime cases for senior management awareness and if required action. Cases escalated in this manner are reviewed by senior management and adequate resources are allocated to them.
Main activities:
- To own the Group policy and FIM’s related to Major Investigations.
- Ensure Major Investigations integrates with operations teams and other internal investigative bodies within HSBC to ensure that appropriate cases are passed to Major Investigations at the earliest opportunity.
- Work with other investigative functions within HSBC to ensure investigative resource / techniques and intelligence is consistent throughout the bank.
- Align with support functions to ensure that Investigative support functions.
- From thorough Investigations, identify root causes and ensure these are reported to Lines of Business for remediation
Customers / Stakeholders
- Engage with Legal, HR, Audit, Compliance and all other teams involved with Investigations.
- Where appropriate ensure there is sufficient support for relevant cases.
- Assist the business to minimize the risks of internal fraud loss and risk.
- Assist the business to minimize the risk of regulatory action through robust Fraud, AML, Sanctions and AB&C investigations.
- Foster positive and professional working relationships within Financial Crime