Senior Audit Manager - Wealth & Personal Banking

If you’re looking for a career where you can make a real impression, join our Global Service Center HSBC and discover how valued you’ll be.

We are currently seeking an experienced professional to join our team in the role of Senior Audit Manager - Wealth & Personal Banking.

Role purpose:

As our Senior Audit Manager, you will oversight and manage audit activities across the Wealth and Personal Banking Business, to include front offices, trading, operations, portfolio management and trust administration. Provides independent, objective assurance over the Group’s internal control framework and assists business line management by bringing a systematic, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control and governance processes.  Oversees monitoring and continual assessment of strategic, credit, operational and other risks from business activities. Prepares and delivers written evaluations and recommendations to executive management team, and for review by the corporate board, audit committee and external regulators.  Ensures external audit or regulatory criticisms of assigned businesses are corrected.

Here’s what you can expect in a typical day as an Senior Audit Manager:

• Maintains the audit issues tracking database to ensure identified risks/issues are addressed by business management.
• Manages a continuous audit program for the businesses assigned and ensure results are used in audit planning. Ensure continuous audit programs are carried out effectively and efficiently and are maintained current
• Reviews and submits audit reports or conclusions for each audit conducted or supported, ensuring reports accurately reflect audit findings documented in audit working papers. Ensure related risks, conclusions and recommendations are reasonable and well based and all audit reports are prepared in an efficient, timely and concise manner
• Ensures identification of business process improvements for segments audited as appropriate, to enhance operational effectiveness, customer service quality and efficient use of Company resources. Ensure compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards
• Assists in the development of the annual audit plan and manage the successful completion of the plan; identify audit process improvements to increase productivity, efficiency and contribution to economic profit without impacting effectiveness
• Manages the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal controls utilized to contain risks. Communicate significant issues to executive and senior management and make appropriate recommendations
• Maintains consistent interaction with business unit and corporate executive management to ensure existing and emerging business risks and significant issues are identified and communicated in a timely and proactive basis
• Manages career development of the professional audit staff, ensuring training and recruiting efforts focus on staff needs
• Manages development, design and execution of audit scope for assigned segments and recommend related overall audit plan coverage
• Maintains current knowledge of business, organizational, audit and technological changes as well as pertinent internal and regulatory policy and procedural requirements to ensure audit integrity, process innovation and service quality. Make adjustments to audit methods and systems as appropriate; interact with other Group Audit areas to develop coordinated approaches and leverage expertise as appropriate
• Ensures value-added audit work is completed in accordance with Audit Instruction Manual (AIM) requirements

• Minimum of ten years proven and progressive audit, business, and/or accounting experience or equivalent.
• Business Proficiency in English.
• Minimum of a bachelor’s degree in business, accounting, finance, related field or equivalent experience.
• Strong managerial skills, written and verbal communication skills, analytical, problem-solving, organizational, lateral thinking and interpersonal skills.
• Broad knowledge of the Company, Group and financial services industry, business supported and the regulatory framework they operate in.
• In-depth understanding of the business, risks and related controls within areas of responsibility.
• Proven track record in leading large audit team or large global audit.
• In-depth understanding of Private Banking and / or Asset Management business.
• Ability to apply technology or expertise to business issues or operational problems.
• Professional certification (s) preferred. E.g., CIA, CPA, CFA.
• Ability to travel. 

¡You’ll achieve more when you join HSBC!

At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

***Issued by HSBC Electronic Data Processing (México) Private LTD***