DirecciónIf you’re looking for a career where you can make a real impression, join Global Service Center (GSC) HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.
We are currently seeking an experienced professional to join our team in the role of Investment Restrictions Manager
Role Purpose
AMGB has implemented a global target operating model around Investment Restrictions. This delivers global ownership and oversight, a central team of Investment Restrictions Experts and a strong governance framework within the Global Network Markets.
The role is a member of the GSC in Mexico to near shore support the local Investment Restrictions team based in the US and is responsible for investment restriction interpretation, coding, approval, monitoring and uplifting activities.
The role has specific focus on regulatory and investment compliance related tasks.
In addition, the role participates in change driven project work to support the implementation and maintenance of the target operating model on an ongoing basis.
Principal accountabilities
Work in a team of Investment Restrictions specialists located within AMUS. The team is responsible for restrictions management including coding and testing of rules on Bloomberg AIM as well as pre- and post trade monitoring.
Participate in change driven project work to support the implementation and maintenance of the target operating model on an ongoing basis.
Support the development of a strong governance framework around Investment Restrictions on a global basis including the production of Management information (MI) , and the definition and maintenance of best practices.
Work closely with and provide expertise to key stakeholders from the business lines and functions within AM (e.g. Front Office, Product, Risk, Compliance, Data Management, IT).
Other ad hoc activities as required by the business
Foster client relationships at industry events
Other ad hoc activities as required by the business
Ensure quality and consistency of centrally managed Investment Restrictions especially with regards to coding and testing of rules.
Support the delivery of suitable MI and input for better STP processes to all business lines and functions affected (Risk, Compliance, Front Office, Product, Data, IT, etc.).
Drive the reinforcement of skills of the Investment Restrictions staff due to knowledge sharing and definition of best practices
Build a clear, easy to use best practice library on coding and testing of Investment Restrictions.
Deliver ongoing improvements with process driven solutions
Manage delivery of services to Asset Management FIM, SLA’s and continuity/DR modelling
